[ 劉成偉 ]——(2009-2-26) / 已閱60088次
19.3.1.2 Establishment Means 329
19.3.1.3 Registered Capital 329
19.3.1.4 Establishment Procedures 330
19.3.2 Particular Requirements for Establishing an
FICLS by Foreign Investors 332
19.3.3 Particular Requirements for Promoting a CLS
by FIEs 332
19.4 Conditions for the Issuer 333
19.4.1 Entry Standards 333
19.4.1.1 Three-Year Track Record 333
19.4.1.2 Fully Paid-in Capital 333
19.4.1.3 Financial Tests 334
19.4.1.4 Public Floating Requirement 335
19.4.2 Good Standing and Operation Compliance 335
19.4.2.1 Clean Ownership 335
19.4.2.2 No Material Change 335
19.4.2.3 Continuous Profit-Making Capability 335
19.4.2.4 Operation Compliance 336
19.4.3 Independence 336
19.4.4 Use of Proceeds 337
19.4.5 Lock-up Periods 338
19.5 Conditions Particular for an FICLS 339
19.6 IPO and Listing Procedures 340
19.7 Key Provisions at Issue 350
Chapter 20
Follow-on Shares Offering by a Listed Company 353
20.1 Introduction and Latest Developments 353
20.2 Private Placement 354
20.2.1 Privacy of the Placement 354
20.2.2 Designated Subscribers 354
20.2.3 Issuance Prices 355
Table of Contents xix
20.2.3.1 Pricing Guidelines 355
20.2.3.2 Determination of the Specific Price 356
20.2.4 Lock-up Periods 357
20.2.5 Disqualifications of the Issuer to Launch
a Private Placement 357
20.3 The Procedures of a Private Placement 358
20.3.1 Procedures of the Private Placement to
Specifically Designated Subscribers 358
20.3.2 Procedures of the Private Placement through
Pricing Enquiry and Bidding 365
20.4 Information Disclosure in the Private Placement 368
20.5 Public Offering 370
Common Conditions for a Public Offering 370
Disqualifications of the Issuer to Launch a Public
Offering 371
Conditions Particular for the Rights Issue to Existing
Shareholders 372
Conditions Particular for the Additional Issue to the Public 372
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